Risk Tolerance Profile

Please complete each section of this profile as thoroughly and carefully as possible. The information provided will support the development of your investment strategy and the Structured Portfolio selected to suit your needs.

Are you retired?

Profile Source:

Your Full Name:

Joint Owner Name (if applicable):

If NO how many years till retire?:

1) What is the primary objective for this account?

Emergency Funds/Cash Management

Short Term Savings

Retirement Planning

Current Income/Capital Preservation

College/Education Fund

Long Term Capital Appreciation

2) What is your initial investment amount? amount?:

3) What type of account is this?

Taxable

Tax-Deferred

Tax-Exempt

4) What is the most likely investment time horizon for this account?

1 to 3 years

3 to 7 years

7 to 12 years

12 to 18 years

Over 18 years

5) Select the range that best represents the planned net additions to or withdrawals from this account within the first three years. (select only one)

Add 1-20%

Add 21-40%

Add 41-60%

Add 61-80%

Add 81-100%

Withdraw 1-20%

Withdraw 21-40%

Withdraw 41-60%

Withdraw 61-80%

Withdraw 81-100%

None Planned

6) Please list your total annual gross income from all sources:

7) How much do you expect your income to change over the next three years. (select only one)

Increase 1-10%

Increase 11-30%

Increase 31-50%

Increase 51-70%

Increase 71%

Decrease 1-10%

Decrease 11-30%

Decrease 31-50%

Decrease 51-70%

Decrease 71%

Stay the same

8) Please list your total investable assets including the amount for this account:

9) Provide the current allocation of your total investable assets. Use $ or %:

Domestic Equity - including real estate equity, i.e. REITs

International Equity - i.e. Emerging Markets

Taxable Fixed Income - i.e. Securities rated BBB or better,

Convertible Bonds, Mortgages, High Yield

And Foreign Debt.

Tax Exempt Fixed Income - i.e. Municipals

Short-Term/Cash Reserves

Other - Please specify

As of Date - Our preference is that your information be current as of the past 6 months.

10) Select the statement that best describes the amount of discretionary income you have each month for savings and investments:

Often need to dip into savings or incur debt to meet monthly expenses

Usually cover monthly expenses but rarely have money left.

Regularly cover monthly expenses with a comfortable amount left for savings and investments.

11) Describe the preferred investment experience during the stated investment time horizon.

To preserve the initial investment at all times. I might need to draw income from this account.

To grow the value of the account slowly and steadily.

To realize above average growth in the investment.

To maximize the growth of the investment

I am willing to sacrifice gains that are typically experienced with portfolios containing exposure to the stock market. I prefer to experience minimal fluctuation of the account value.

Some regular income potential. I can tolerate a moderate amount of fluctuation of the account value.

No need for dependable income in the short term. I can tolerate substantial fluctuation of the account value.

I can tolerate extreme fluctuation of the account value in the short term.

12) Considering your stated investment horizon, what are they likely to do if the portfolio value is less than the initial amount invested within the first year?

Liquidate the investment

Move to a more conservative posture to minimize additional losses

Stay the course

Move to a more aggressive posture or add money to the account

13) Rate your personal experience with investing:

Not very experienced

Somewhat experienced

Very experienced

14) Rate your comfort level with riskier investments:

i.e. growth stocks, international and emerging market stocks, small company stocks, and high yield bonds.

Not very comfortable

Somewhat comfortable

Very comfortable

Special Needs or Circumstances (optional):

Please provide any other details about your financial situation that may be useful to us in reviewing this profile(I.e. Circumstances requiring partial or complete withdrawal, changes to savings rate, special needs for dependents, fund restrictions, etc.) Fax additional sheets or information to

317-581-1812 Attn; Troy C. Patton, CPA

Client Statement - The Client information provided in this form accurately reflects your financial position and attitude toward investment risk at this time.

Today’s date:

Your 3 letter initials:

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Archer Investment Corporation is a Registered Investment Advisor. The Investment Education Center is a dba of Archer Investment Corporation. All client model portfolio accounts are held and maintained at TradePMR, member FINRA/SIPC.

Mutual fund companies impose internal fees and expenses on clients. Such fees are in addition to the 1% (negotiable) advisory fee associated with the management of the model portfolios described in this website. (The Investment Education Center however does not impose these fees.) Complete details of such internal expenses are specified and disclosed in each mutual fund company prospectus. Complete details of advisory services and fees associated with the model portfolios are described in the Archer Investment Corporation's ADV Part II and Schedule F. Clients are strongly advised to review these disclosure documents prior to purchasing any investments or services.

Archer Investment Corporation is also the investment advisor to The Archer Balanced Fund which is included in most Investment Education Center model portfolios. In such portfolios, Archer Investment Corporation ears an advisory fee at the fund level as well as an advisory fee for managing the model portfolios.

Clients may purchase shares of mutual funds directly from the mutual fund issuer, its principal underwriter or a distributor without purchasing the services of the Investment Education Center or paying the advisory fee on such shares (but subject to any applicable sales charges). Certain mutual funds are offered to the public without a sales charge. In the case of mutual funds offered with a sales charge, the prevailing sales charge (as described in the mutual fund prospectus) may be more or less than the applicable advisory fee. However, clients would not receive the Investment Education Center's assistance in developing an investment strategy, selecting securities, monitoring performance of the account, and making changes as necessary.

You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of any mutual fund before investing. A fund's prospectus contains this and other information about the fund, and should be read carefully before investing. You may obtain a current copy of any of the fund's prospectuses contained in the Investment Education Center model portfolios by calling 800-800-1776 or visit www.thearcherfunds.com.

Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Performance of the model portfolios may vary depending upon when they are rebalanced and when initial purchases are made.

Archer Investment Corporation

9000 Keystone Crossing, Suite 630 - Indianapolis, IN 46240

www.archerfan.com

800-800-1776